NMB Capital Limited Benefit from our Experience
Hotline: 014437963
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Services

ISSUE MANAGEMENT
NMB Capital helps institutions raise debt and equity capital through public offering. We manage issues for Initial Public Offering (IPO), Further Public Offering (FPO) and Right Share Issuance. NMB as a group has managed more than 150 public issues and holds the prestige of managing major public issues of the country.
UNDERWRITING SERVICES
​NMB Capital offers underwriting services to the issuing companies which provide a sense of confidence on raising capital through public offer. NMB Capital is a licensed underwriter from Securities Board of Nepal to undertake the responsibility to buy the unsubscribed shares in case of under subscription from public
PRIVATE PLACEMENT
​NMB Capital acts as an Offer Manager for Private Companies as well as Public Companies to arrange equity fund on private placement basis. NMB Capital provides service, as per the requirement of the Company, ranging from short-listing of potential investors till the time of final Agreement between the shareholders & the Company and the transfer of Fund to the Issuing Company.
REGISTRAR AND TRANSFER AGENT
NMB Capital offers a full range of agency services like maintaining and updating security register, pledge and transfer of shares, payment of dividends and central depository services for marketable instruments to the shareholders/debenture holders/bond holders of its client companies.
LOAN SYNDICATION
Loan syndication is a loan arrangement involving group of financial institutions to meet the financial need of an institution. Under the loan syndication services, NMB Capital acts as a representative of the borrowing institution in identifying the prospective financial institution, preparing the documents and coordinating with the financial institutions to raise the fund requirement.
FINANCIAL CONSULTANT
As a financial consultant NMB Capital ensures that the clients have access to capital market and get optimum benefit for their financial requirements. We provide clients with financial advice namely valuation of securities, information with regard to the feasibility of various mergers/acquisitions and assist them in restructuring, divestments, acquisitions, mergers, de-mergers, takeover etc.
DEPOSITORY PARTICIPANT
NMB Capital is a Depository Participant (DP) licensed by Securities Board of Nepal and a member with CDS & Clearing Limited since 2012. We have opened 30,000 + DEMAT accounts and provide entire range of DP services from our premise and through NMB Bank branches. The DEMAT holders can also view their transactions details through our online DEMAT portal.  
 
Ranges of DP services we provide to the client:
  • Open the DEMAT account
  • Dematerialization/ Rematerialization of securities
  • Maintain record of securities in the electronic form
  • Settlement trades by transferring/receiving the securities from/in Beneficial Owner’s (BO) account
  • Provide electronic credit of securities allotted by issuers during IPOs
  • Deposit non financial corporate benefits (such as: bonus, right shares, etc.) issued by issuers in the DEMAT account of BOs
  • Facilitate in pledging the securities
PORTFOLIO MANAGEMENT
Portfolio Management Services (PMS) is a specialized & customized service that offers a range of specialized investment strategies to capitalize on the opportunities in the market. Though, PMS is managed by  professional portfolio managers, it has potential to address the personal preferences tailored into the investment portfolio giving the freedom and flexibility required for achieving the client’s financial goals.

Why Portfolio Management Services?
Today, the financial market is increasingly complex and managing your own portfolio will take up a lot of your time and effort. There are situations when you don’t have time or knowledge to explore the best investment alternatives in the market. At this juncture, PMS can help the client to get out of this dilemma. The client can simply assign their investments to PMS who will report to them regularly on the portfolio’s performance.
 
But why should you opt for PMS offered by NMBCL?
  1. Balanced Portfolio: Professional research and advice will help you with information on the best investment options and ideas for your portfolio.
  2. Maximum Returns, Minimum Risks: PMS assure you of the best downside protection for your portfolio. You will benefit with practical financial advice that can help convert all paper gains into real profits in the shortest time.
  3. Adjust Your Portfolio To Market Trends: When you avail of PMS, you enjoy greater freedom and flexibility to diversify your investments.
  4. Personalized Advice: Get investment advice and strategies from expert Fund Managers.
  5. Professional Management: Money management services that work for you.
  6. Continuous Monitoring: You are informed about your investment portfolio from time to time.
  7. Hassle Free Operation: High standards of service and complete portfolio transparency. PMS handles all types of administrative work such as dealing with the broker, signature verifications, dividend collections, bonus share collections etc.
  8. Greater control: The portfolio can be customized to suit your risk-return profile. In case of non-discretionary portfolio management service the portfolio manager manages the clients portfolios in accordance to the decisions taken by the client.
  9. Transparency: PMS provides comprehensive communications and performance reporting that will give investors a complete picture regarding the securities held on his behalf.
Portfolio Management Services includes:
  1. Financial Planning
  2. Portfolio Strategy Definition/ Asset Allocation
  3. Portfolio Management- Administration, Performance Evaluation and Analytics
  4. Strategy Review and Modification
Types of PMS Services
There are two types of PMS:
  • Discretionary PMS: In discretionary portfolio management, the portfolio manager and manages the funds of each client in accordance with the client’s risk profile.
Products Offered Under Discretionary PMS
NMB VALUE PORTFOLIO
This portfolio construction strategy encompasses buying high quality stocks and holding them for a long term wealth creation motive, resulting in significant reduction of costs for the end investor. This philosophy enables investor and portfolio manager alike to keep focus on the companies they are holding, unaffected by movement in share prices. A stock is prudently picked for investment after a thorough study of its underlying hidden long-term potential.
 
NMB HIGH YIELD PORTFOLIO    
To take advantage of the frequent price movements in the market this portfolio strategy undertakes frequent trading by buying and selling stocks and capitalizing profit in a short span of time.  
A well devised strategy will identify mispriced stocks and set a predefined entry and exit points with predefined stop loss levels. This philosophy enables the portfolio manager to timely book profits and takes advantage of frequent price movements in the market. In case of losses, the portfolio will be able to timely exit from the market and secure the investors capital. This strategy will help the fund manager to keep focus on short term price movements and increase wealth of the investors with frequent profit booking.
 
NMB SYSTEMATIC RETIREMENT PLAN
NMB Systematic pension plan is a type of retirement plan, wherein an investor makes contributions toward a pool of funds set aside for the investor’s future benefit. The contributions may be done all at once or at regular intervals. The systematic investment plan helps the investors to access their money at regular intervals, as they need it. This helps the investors to carry out their financial plans and help meet their goals. This strategy aids investors gain a certain level of independence from market fluctuation and reduce the single period price risk from withdrawing large amounts at once.
 
  • Non-discretionary PMS: In non-discretionary portfolio management, the portfolio manager manages the funds The portfolio manager cannot make buy-sell decisions at his own discretion; he has to refer to the client for every transaction. In in non-discretionary PMS services all administrative function related to investments made on behalf of the client will also be handled by NMBCL.
MUTUAL FUND
NMB Mutual Fund is registered by the NMB Bank with Securities Board of Nepal. NMB Capital is the Fund Manager and Depository of 2 mutual funds scheme issued by NMB Bank.

Mutual Fund Sponsor
NMB Bank Limited is the sponsor of NMB Mutual Fund.  (hyperlink)

Mutual Fund Supervisors
NMB Mutual Fund is supervised by a panel of eminent personalities of the country with proven track record in their respective fields.
  • Mr. Ashok Raj Pandey; Professor-Finance; MBA-Harvard Business School, B.E. IIT Kharagpur; Over 21 years of work experience as Project and Financial Analyst.
  • Mr. Bhojraj Pokhrel; Former Secretary- Government of Nepal, Former Chief Election Commissioner-Election Commission Nepal; M.P.A.-Harvard University; Over 35 years of work experience in the fields of governance, policy formulation, development, management and project implementation.
  • Dr. Bipin Chandra Adhikari; Consultant/Advisor-Constitutional and Commercial Law; Doctor of Law, Delhi University; Over 25 years of work experience in Nepal and abroad in the field of land reforms, human rights, corporate governance, constitutional, and commercial law.
  • Mr. Nanda Kishore Sharma; Chartered Accountant-ICAI India; Over 18 years of work experience in consultancy, audit, training and tax advisory.
  • Dr. Sailendra Sigdel; International Training, Institutional Development and Governance Specialist; Doctor of Philosophy, University of Birmingham, UK; Over 18 years of work experience in design, management and monitoring of civil servants, NGOs and civil society.
 

Schemes

Currently following mutual fund schemes are operating under NMB Mutual Fund scheme:
  1. NMB Sulav Investment Fund– I: NMB Capital launched its first mutual fund scheme NMB Sulav Investment Fund-I, a growth fund, on September 2014 worth NPR. 750 Million.
Scheme Name: NMB Sulav Investment Fund – I
Scheme Nature: Growth Fund
Scheme Size: NRs. 750,000,000 (Rupees Seven Hundred Fifty Million)
Scheme Type: Closed-end
Per Unit Price: NRs. 10 (NRs. Ten)
Scheme Maturity Date: 5 Years from the date of allotment of the Units
Approval From SEBON 05/09/2014
Listed on NEPSE 24/12/2014
Seed Capital Investment: Fund Sponsor- NMB Bank Limited and Fund Manager-NMB Capital Limited shall invest 14% and 1% of the total asset of the Scheme respectively, as seed capital in NMB Sulav Investment Fund-I.
 
  1. NMB Hybrid Fund L-1: NMB Capital launched its second scheme on September 2016, NMB Hybrid Fund L-1, a hybrid fund with a balanced approach, worth NPR. 1 Billion. 
  2. Scheme Name: NMB Hybrid Fund L–1
    Scheme Nature: Hybrid Fund
    Scheme Size: NPR 1,000,000,000 (One Billion)
    Scheme Type: Closed-end
    Per Unit Price: NPR 10 (NPR Ten)
    Scheme Maturity Date: 7 Years from the date of allotment of the Units
    Seed Capital Investment: Fund Sponsor- NMB Bank Limited and Fund Manager-NMB Capital Limited shall invest 14% and 1% of the total asset of the Scheme respectively, as seed capital in NMB Hybrid Fund L–1.